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Second-Party Opinion Download

Project Details

Project

Union Pacific Green Financing Framework Second-Party Opinion (2022)

Client

Union Pacific Corporation

Project Type

Green Bond/Loan

Industry Group

Transportation

Use of Proceeds

Renewable energy; Clean transport; Energy efficiency; Water/waste water management; Sustainable aquaculture/fisheries; Eco-efficient products;

Location

U.S.

Evaluation Date

Jul 2022

Evaluation Summary

Sustainalytics  is  of  the  opinion  that  the Union  Pacific  Green  Financing  Framework is credible  and  impactful  and aligns  with  the  four  core components  of  the  Green  Bond Principles 2021. This assessment is based on the following:

USE OF PROCEEDS

The eligible categories for the use of proceeds – Clean Transportation, Circular Economy Adapted Products, Production, Technologies and Processes, Energy Efficiency, Renewable Energy, Sustainable Water and Wastewater Management, Terrestrial and Aquatic Biodiversity – are aligned with those recognized by the Green Bond Principles. Sustainalytics considers that investments in the eligible categories are expected to lead to positive environmental impacts and advance the UN Sustainable Development Goals, specifically SDGs 6, 7, 9, 12 and 15

PROJECT EVALUATION / SELECTION

Union Pacific’s Green Finance Committee is responsible for evaluating and selecting projects. Union Pacific has an environmental and social risk assessment process in place that applies to all eligible assets. Sustainalytics considers these risk management systems to be adequate and the project evaluation and selection process to be aligned with market practice.

MANAGEMENT OF PROCEEDS

Union Pacific’s Finance Department will be responsible for the allocation and management of the bond proceeds. The department will manage and track the proceeds using internal systems. Union Pacific intends to fully allocate the proceeds to eligible assets within three years from issuance. Pending full allocation, unallocated proceeds will be temporarily managed according to Union Pacific’s normal liquidity practices. This is in line with market practice. 

REPORTING

Union Pacific intends to report the allocation of proceeds on its website on an annual basis until full allocation. Allocation reporting includes information such as amount allocated to eligible assets, the balance of unallocated proceeds and the proportion of financing and refinancing. Additionally, Union Pacific is committed to reporting on relevant impact metrics. Sustainalytics views Union Pacific’s allocation and impact reporting as aligned with market practice.

https://mstar-sustops-cdn-mainwebsite-s3.s3.amazonaws.com/docs/default-source/spos/union-pacific-railroad-company_final-spo_july-15-2022.pdf?sfvrsn=92772a0e_1