LPL Financial Holdings, Inc.
Industry Group: Diversified Financials
Country/Region: United States of America
Identifier: NAS:LPLA
LPL Financial Holdings is an independent broker/dealer that provides a platform of proprietary technology, brokerage, and investment advisory services to financial advisors and institutions. As of the end of 2023, the company had over 20,000 advisors on its platform managing over $1.3 trillion of client assets.
ESG Risk Rating
Ranking
Industry Group (1st = lowest risk)
Diversified Financials 366 out of 962
Universe
Global Universe 8713 out of 16421
What are the ESG Risk Ratings?
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Industry Comparison
Company | ESG Risk Rating | Industry Rank |
---|---|---|
Banco BTG Pactual SA |
21.4
Medium
|
222 out of 962 |
Nomura Holdings, Inc. |
21.8
Medium
|
230 out of 962 |
LPL Financial Holdings, Inc. |
25.7
Medium
|
366 out of 962 |
Raymond James Financial, Inc. |
28
Medium
|
472 out of 962 |
China Merchants Securities Co., Ltd. |
31.4
High
|
646 out of 962 |
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Our Approach to Calculating ESG Risk
The ESG Risk Ratings measure a company's exposure to industry-specific material ESG risks and how well a company is managing those risks.
Exposure
Exposure refers to the extent to which a company is exposed to different material ESG issues. Our exposure score takes into consideration subindustry and company-specific factors such as its business model.
LPL Financial Holdings, Inc.'s Exposure is Medium
Management
Management refers to how well a company is managing its relevant ESG issues. Our management score assesses the robustness of a company's ESG programs, practices and policies.
LPL Financial Holdings, Inc.'s Management of ESG Material Risk is Average
How do the ESG Risk Ratings work?
Top Material ESG Issues for LPL Financial Holdings, Inc.
Understand how exposed companies are to specific material ESG issues and how well companies are managing these issues.
What are Material ESG Issues?
Material ESG issues are issues that are considered to be financially material to a given company in a relevant sub-industry.
Controversy Rating
Highest Controversy level that has impacted LPL Financial Holdings, Inc.'s ESG Risk Rating in the last three years
Highest Controversy Level