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Second-Party Opinion Download

Project Details

Project

ICO Social Bond Framework Second-Party Opinion

Client

Instituto de Crédito Oficial

Project Type

Social Bond/Loan

Industry Group

-

Use of Proceeds

-

Location

Spain

Evaluation Date

Mar 2020

Evaluation Summary

Sustainalytics is of the opinion that the ICO Social Bond Framework is credible and impactful, and aligns with the four core components of the Social Bond Principles 2018. This assessment is based on the following:

USE OF PROCEEDS

The eligible categories for the use of proceeds – (i) Small, Medium and Micro Enterprises Lending, (ii) Socioeconomic Advancement and Empowerment, (iii) Social Housing, (iv) Access to Essential Services, and (v) Affordable Basic Infrastructures – are aligned with those recognized by the Social Bond Principles. Sustainalytics considers that the eligible categories will contribute to employment generation and provide social benefits in Spain while advancing the UN Sustainable Development Goals, specifically SDG 8, 9 and 10.

PROJECT EVALUATION/SELECTION

Potential expenditures are initially screened by the Loan Portfolio Management Area before being evaluated and selected by the team responsible for Sustainable Finance, which consists of representatives from the Divisions of Capital Markets, Strategy, International Financing, SME Intermediation Loans, Corporate and Institutional Investment, Risk, Human Resources and CSR, and Axis, the venture capital firm within ICO. Sustainalytics considers the project evaluation and selection process aligned with market practice.

MANAGEMENT OF PROCEEDS

Net proceeds will be placed in the treasury and tracked via internal tracking systems by the Treasury department. Pending allocation, unallocated proceeds will be held in cash, cash equivalent or money market products. The team responsible for Sustainable Finance will regularly evaluate the eligibility of potential loans and allocate the proceeds accordingly. This process is in line with market practice.

REPORTING

ICO intends to report the allocation of proceeds in its website on an annual basis until full allocation. ICO will report on the total amount of allocated proceeds along with details of each sector, locations of the loans provided to SMEs, each category for the direct lending, the total amount of the unallocated proceeds and the share of financing and refinancing. Additionally, ICO commits to report relevant social impact metrics. Sustainalytics views ICO’s allocation and impact reporting as aligned with current market practice.

https://mstar-sustops-cdn-mainwebsite-s3.s3.amazonaws.com/docs/default-source/spos/ico-social-bond-framework-second-party-opinion.pdf?sfvrsn=d321714d_3